UPCOMING RELEASE

The Intelligent Fiduciary

Best practices for navigating ERISA’s fiduciary responsibilities

Every decision you make carries legal weight. This authoritative guide gives pension plan fiduciaries the clarity, frameworks, and confidence to fulfill their duties — and defend every choice they make.

THE STAKES

Fiduciary duty is not a formality.

It is a legal obligation.

Pension plan fiduciaries face an increasingly complex web of ERISA requirements, DOL regulations, and evolving litigation risk. Good intentions are not a defense. Documented, deliberate, defensible decisions are.

This book bridges the gap between professional intent and legally sound practice — written for the advisors and sponsors who are ultimately responsible.

INSIDE THE BOOK

Key learning outcomes

01
Fiduciary Responsibilities
Understand the legal duties and obligations that apply to retirement plan fiduciaries.
02
Investment Oversight
Learn how to monitor investments and establish prudent governance processes.
03
ERISA Compliance
Navigate regulations and minimize fiduciary risk with practical guidance.
04
Vendor and Service Provider Oversight
How to assess fees, evaluate service providers, and document your due diligence process.
05
Documentation That Protects You
The meeting minutes, process records, and audit trails that form your legal defense.
06
Navigating Regulatory Changes
Staying current with DOL guidance, SECURE Act provisions, and evolving case law.

THIS BOOK IS WRITTEN FOR

Responsible Professionals

If you oversee a pension plan — whether you advise on it, manage it, or sit on the committee — this is the guide your role demands.

  • Retirement plan consultants and advisors serving institutional clients

  • HR directors and benefits managers overseeing 401(k) and pension plans

  • Investment committee members at corporations, nonprofits, and public entities

  • Independent RIAs with retirement plan clients seeking fiduciary clarity

  • ERISA attorneys and plan administrators seeking a practical reference

  • Newly appointed trustees and plan sponsors accepting fiduciary roles

PRAISE FOR THE INTELLIGENT FIDUCIARY

What colleagues are saying

Anyone with fiduciary oversight duties will be better prepared after reading this book.
— Sandra Cohen, Managing Partner, Cohen & Buckmann, P.C.
A thoughtful guide that transforms complex fiduciary concepts into actionable principles. Essential reading for professionals who take stewardship seriously.
— Irene Bassock, Partner, Cohen & Buckmann, P.C.
The Intelligent Fiduciary provides a clear and practical framework for understanding the responsibilities that come with serving as a fiduciary. A valuable resource for anyone committed to making informed decisions.
— Gretchen Harders Pensions and Employee Benefits Practice Chair, Cohen & Buckmann, P.C.

About the Author

Carol Buckmann

Employee Benefits & ERISA Attorney

Cohen & Buckmann, P.C. Carol Buckmann is a co-founding partner of Cohen & Buckmann P.C. and one of the country’s most respected voices in ERISA and fiduciary law. Over a career spanning  more than four decades, she has advised employers, fiduciaries, and industry leaders on some of the most complex issues in employee benefits, investment fund formation, pension compliance, and plan governance.

A frequent writer and speaker, member of Law360’s editorial advisory board for employee benefits, and a top attorney recognized by Chambers, Best Lawyers, and the National Law Journal, Carol brings both authority and clarity to this book. In The Intelligent Fiduciary, she offers readers the benefit of a trusted guide who has spent a lifetime helping others make sound decisions in a demanding field.

YOU'RE INVITED

The Intelligent Fiduciary

Book Launch Celebration

Join us as we celebrate the release of The Intelligent Fiduciary, an essential new guide for retirement plan advisors, fiduciaries, attorneys, and plan sponsors. Spend an evening with industry colleagues as we commemorate this milestone and hear from the author.

September 15, 2026
New York City
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